Why?
Financial professionals choose how they share your personal information. Federal law gives consumers and investors the right to limit some—but not all—sharing. Federal law also requires me to tell you how I collect, share, and protect your personal information. Please read this notice carefully to understand my policies.
What?
The types of personal information I collect and share depend on the product or service you have with me.
This information can include:
- Social Security number and assets
- Account balances and transaction history
- Wire transaction instructions and risk tolerance
How?
All financial professionals need to share clients’ personal information to run their everyday business. In the section below, I list the reasons financial professionals can share personal information, the reasons I chooses to share, and whether you can limit this sharing.
| Reasons I can share your information | Do I share? | Can you limit this sharing? |
|---|---|---|
| For everyday business purposes – to process transactions, maintain accounts, respond to court orders and legal investigations, or report to credit bureaus. | Yes | No |
| For marketing purposes – to offer products and services to you. | No | I don’t share |
| For joint marketing with other financial companies. | No | I don’t share |
| For affiliates’ everyday business purposes – information about your transactions and experiences. | No | I don’t share |
| For affiliates’ everyday business purposes – information about your creditworthiness. | No | I don’t share |
| For non-affiliates to market to you. | No | I don’t share |
To Limit Our Sharing
- Call 207-780-2682
- Use the contact form on this page.
PLEASE NOTE:
If you are a new client, I can begin sharing your information 30 days from the date we send this notice. When you are no longer a client, I continue to share your information as described in this notice. However, you can contact me at any time to limit our sharing.
Questions?
- Call 207-780-2682
- Use the contact form on this page.
How do I Protect Your Personal Information?
To protect your information from unauthorized access and use, I use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How Do I Collect Your Personal Information?
I collect your personal information, for example, when you:
- Open an account or seek advice about your investments
- Make a wire transfer or buy securities
- Enter into an investment advisory contract with the firm I work with – WealthShield Partners.
Why Can’t I Limit All Sharing?
Federal law gives you the right to limit your sharing for:
- Affiliates’ everyday business purposes – information about your creditworthiness.
- Affiliates using your information to market to you.
- Non-affiliates marketing to you.
State laws and individual businesses may give you additional rights to limit sharing.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and non-financial companies.
I own this affiliated lifestyle blog – www.mainermontanan.com. It is owned by Mainer Montanan, LLC. I am also a member owner of Harborview Investments, LLC d/b/a Harborview Advisors.
Non-affiliates
Companies not related by common ownership or control. They can be financial and non-financial companies.
I does not share with non-affiliates so they can market to you.
Joint Marketing
A formal agreement between non-affiliated financial companies that together market financial products or services to you.
I do not jointly market.
Other Important Information
I restrict access to non-public personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. I maintain physical, electronic, and procedural security measures to safeguard confidential client information.
To download a copy of for CRS (Customer Relationship Summary) for WealthShield Partners.
The content is developed from sources believed to be providing accurate information. This material should not be interpreted as specific tax or investment advice, and it is recommended to consult a tax/investment professional before making any changes to your financial plan. Advisory services offered through WealthShield Partners, LLC (“WSP”), an investment adviser registered with the SEC, DBA Harborview Advisors. Registration does not imply a certain level of skill or training. More information about WSP can be found in Form ADV Part 2/Form CRS which are available upon request.